Cookie Policy

Effective Date: January 1, 2025
Last Updated: November 28, 2025

Uprise Living, LLC (“Uprise Living,” “we,” “us,” or “our”) is committed to protecting your privacy. This Privacy Policy explains how we collect, use, disclose, and safeguard personal information when you interact with our websites, investor portals, due diligence data rooms, online tools, or any digital service that links to this Privacy Policy (collectively, the “Sites”).

By using our Sites, you consent to the practices described in this Privacy Policy.

1. Information We Collect

“Personal Information” means information that identifies, relates to, describes, or could reasonably be linked to an individual or household. We collect personal information in three ways: information you provide to us, information collected automatically, and information from third parties.

1.1 Information You Provide

You may provide personal information when you:

  • Request information or contact us
  • Subscribe to updates
  • Submit inquiries through online forms
  • Access investor portals or data rooms
  • Undergo onboarding or KYC/AML verification
  • Upload documents for due diligence
  • Provide information related to a potential investment
  • Communicate with our team

This may include:

Contact Information

  • Name
  • Email address
  • Phone number
  • Mailing address

Investor & Compliance Information

  • Accreditation status
  • Financial suitability information
  • Tax-related information
  • Identification documents (e.g., passport, driver’s license)
  • Source-of-funds or KYC/AML documentation
  • Entity ownership information (for institutional investors)

Account Information

  • Login credentials (encrypted)
  • Portal preferences
  • Uploaded files and submissions

Professional Information

  • Company name
  • Title or role
  • Business contact details

Communications

  • Emails, messages, call logs, or form submissions
  • Feedback, notes, or documentation you upload

1.2 Information Collected Automatically

When you visit or interact with our Sites, we may automatically collect:

Device & Browsing Data

  • IP address (approximate location)
  • Device type
  • Browser type
  • Operating system
  • Pages visited
  • Click behavior
  • Time spent on pages
  • Referring URLs

Cookies & Tracking Technologies

We use cookies, pixels, tags, and related technologies to:

  • Maintain session security
  • Improve Site functionality
  • Analyze usage
  • Support marketing (where permitted)

A separate Cookie Notice may provide more detail.

1.3 Information From Third Parties

We may receive personal information from:

  • Service providers (e.g., KYC/AML platforms, custodians)
  • Investment onboarding platforms
  • Referral partners
  • Marketing and analytics providers
  • Public databases
  • Background verification providers

1.4 Sensitive Personal Information

We do not intentionally collect sensitive personal information unless necessary for compliance, such as for KYC/AML checks. This may include:

  • Government-issued ID numbers
  • Citizenship information
  • Certain financial records

We use such data only for regulatory, compliance, and security purposes.

2. How We Use Personal Information

We use the information we collect to:

Provide and Manage Services

  • Respond to inquiries
  • Evaluate investor eligibility
  • Facilitate onboarding and verification
  • Provide access to investor portals and documents
  • Communicate regarding investments

Compliance and Regulatory Purposes

  • Conduct identity verification
  • Meet legal obligations under securities laws
  • Conduct anti-money-laundering (AML) checks
  • Support tax and reporting requirements

Improve and Personalize Your Experience

  • Enhance the functionality of the Sites
  • Analyze usage and performance
  • Tailor content and communication

Communication

  • Send requested information
  • Provide updates, notices, and reports
  • Deliver newsletters (if you opt in)

Security and Fraud Prevention

  • Protect the Sites from malicious activity
  • Detect and investigate suspicious behavior
  • Maintain the integrity of investor accounts

Marketing (Where Permitted)

  • Deliver targeted or relevant information
  • Measure marketing effectiveness
  • Conduct remarketing using authorized tools

You may opt out of marketing communications at any time.

3. How We Share Personal Information

We do not sell personal information.

We may share personal information with:

Service Providers

To help us operate the Sites or fulfill services, including:

  • Hosting and security
  • KYC/AML and compliance processors
  • Analytics tools
  • Investment documentation platforms
  • Email and communication tools

Affiliates and Investment Entities

If you inquire about or invest in a specific fund, we may share information with that fund’s administrators and related entities.

Professional Advisors

Such as auditors, legal counsel, or compliance consultants.

Regulatory or Government Authorities

Where required by law, including:

  • SEC or state securities regulators
  • IRS and tax authorities
  • Anti-money laundering agencies
  • Court orders, subpoenas, or legal requests

Business Transfers

If Uprise Living undergoes a merger, acquisition, or restructuring, personal information may be part of the transferred assets.

4. Your Privacy Rights

Depending on your state of residence, you may have rights including:

  • Right to know what information we collect
  • Right to access your personal data
  • Right to correct inaccurate information
  • Right to delete personal information (subject to legal exceptions)
  • Right to opt out of certain data processing activities
  • Right to restrict the use of sensitive information
  • Right to non-discrimination when exercising privacy rights

To exercise these rights, contact us using the details provided at the end of this Policy.
We may need to verify your identity before fulfilling your request.

5. Children’s Privacy

Our Sites are not directed to children under age 16.
We do not knowingly collect personal information from children under 16.
If we become aware that we have collected such information, we will delete it promptly.

6. Data Retention

We retain personal information only as long as necessary to:

  • Provide services
  • Fulfill legal, regulatory, and tax obligations
  • Maintain business and investment records
  • Support security and fraud prevention

When data is no longer needed, it is securely deleted or anonymized.

7. Data Security

We use reasonable administrative, technical, and organizational safeguards to protect personal information.
While we strive to protect your information, no system can guarantee absolute security.

8. Third-Party Links

Our Sites may contain links to third-party websites or tools.
We are not responsible for the privacy or security practices of these third parties.
You should review their policies before providing information.

9. International Visitors

Our Sites are intended for users located in the United States.
If you visit from outside the U.S., you consent to the transfer and processing of your information in the United States.

10. Cookies and Tracking Technologies

We use cookies, analytics tools, and similar technologies to operate and improve our Sites.

You can adjust cookie preferences through your browser settings.
Some features may not function properly if cookies are disabled.

A standalone Cookie Notice may provide further details.

11. Changes to This Privacy Policy

We may update this Privacy Policy periodically.
The “Last Updated” date reflects the most recent changes.
Your continued use of the Sites constitutes acceptance of the updated Policy.

12. Contact Us

If you have questions about this Privacy Policy or wish to exercise your privacy rights, please contact:

Uprise Living – Privacy Office
Email: privacy@upriseliving.com

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